Department of Psychology
Proposal Development


Updated: July 7, 2006

How-to Guide for NIH R01 Grants

This page provides step by step instructions for how to apply to the National Institutes of Health R01 program (via PHS 398 paper forms - applicable through January, 2007). Please contact the Liberal Arts Grants and Contracts Office for more specific guidance (contacts below).

General Information for NEW or RESUBMITTED Proposals:

A Printable Checklist is provided so that you know what is needed in an R01 application. Please print this checklist and use it to assist you in selecting what you need from the links on this page.

Until February, 2007, NIH will only accept R01 applications on paper using PHS 398 forms. This website will be updated after the November, 2006 deadline to give information relevant to submissions through Grants.gov.

Proposal Forms and Sections:

The links below are the PHS 398 forms that have been partially completed or are provided as samples. Please select what you need.

  Word Template PDF Template Samples *

PHS 398 Face Page

Face_page_Word.doc facepage_06.pdf facepage_06_sample.pdf
Description/Abstract & Key Personnel (Form Page 2) Description_Key_personnel_Word.doc description_key_personnel.pdf description_key_personnel_sample.pdf
Table of Contents (Form Page 3) TOC_Word.doc TOC_06.pdf TOC_06_sample.pdf
Modular Budget Page modular_budget_06.doc modular_budget_06.pdf modular_budget_06_sample.pdf
Detailed Budget Page - Initial Year detail_budget_initial_year_06.doc detail_budget_initial_year_06.pdf detail_budget_initial_year_sample.pdf
Detailed Budget Page - All Years detail_budget_all_years_06.doc detail_budget_all_years_06.pdf detail_budget_all_years_sample.pdf 
Biographical Sketch biosketch_06.doc  not recommended biosketchsample_06.pdf
Resources resources_06.doc resources_06.pdf resources_sample.pdf 
PHS 398 Continuation Page  continuation_06.doc (most useful)  continuation_06.pdf  no sample needed
Targeted/Planned Enrollment Table  targeted_enrollment_table.doc  targeted_enrollment_table_06.pdf  targeted_enrollment_table_sample.pdf
Checklist  checklist_06.doc checklist_06.pdf checklist_06_sample.pdf

* Additional Sample forms can be found via the NIH PHS 398 forms page at: http://grants1.nih.gov/grants/funding/phs398/phs398.html

The following links provide template and samples of other parts of the proposal that you may need or you may find helpful:

  Word Template PDF Template Sample
Project Needs List  Budget_Building_Worksheet.doc Budget_Building_Worksheet.pdf Budget_Building_ Worksheet_sample.pdf
Budget Template (Excel Spreadsheet)  blank_budget_PSU_NIH.xls N/A blank_budget_PSU_NIH_sample.xls
Budget Justification - Detailed Budget_Justification_NIH_detailed_template.doc N/A Justification_NIH_detailed_sample.pdf
Letter of Intent for Subcontract Agreement * Subcontract_letter_of_intent.doc N/A Subcontract_letter_of_intent_sample.doc
Subcontract Scope of Work * N/A N/A scope_of_work_sample.doc
Consultant Letter of Support sample_consulting_letter.doc N/A N/A

* Please check with the Liberal Arts Grants and Contracts Office regarding the preferred method for assembling a proposal that contains one or more subcontracts.

The links below come from NIH's website (only use these if the templates and samples do not work):

Other Information:

The information and forms presented on this page are subject to change (sometimes frequently). Every effort will be taken to keep this information up-to-date. Please check with the Liberal Arts Grants and Contracts Office to ask if there are any changes you should be aware of.

Contacts:

If you can't find what you are looking for here, please contact the following individuals in the Liberal Arts Grants and Contracts Office for assistance:

Main Phone Number: 865-8030

Trish Alexander - 863-6475 or talexander@psu.edu

Jen Hillebrand - 863-6477 or jth18@psu.edu

Chris Bundy - 863-6476 or clb4@psu.edu

Chris Woods - 865-8030 or cwoods@la.psu.edu


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